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First, you need to understand that the reports live on what we call Modules.
Modules are where reports can be created, edited and managed, and external documents/files can be uploaded.
To create a new report:
- From the Home Page, choose the Category the Module will be on (e.g.: Compliance) and click on the Module where your report is. For example, Compliance Monitoring Report.
Otherwise, you can search for the Module on the Search Bar.
- Click on the green NEW REPORT button
- Select the appropriate report template.
- A pop-up window with a form will appear.
- Complete the required fields (marked with a [*])
- Click CREATE to create the report.
To illustrate, below is a list of standard reports within Leo. Because Leo lets you configure and create new types of report, you may have access to different reports than the ones listed here.
- AR Activity and Revenue Confirmation
- Background Checks
- Bank Account Snapshot
- Client Due Diligence
- Client Onboarding
- Due Diligence
- Compliance Monitoring
- Employee Attestations
- Financial Oversight
- Financial Promotion Review
- GDPR Compliance Monitoring
- ID Verification Checks
- Individual Form A
- Investment Management Committee’s Minutes
- IPODD (Operational Due Diligence)
- KYC Satchel
- Management Oversight
- MLRO (Money Laundering Reporting Officer) Report
- Principal Firm Self-Assessment
- Product Assessment
- Product Governance
- Risk Management Committee Minutes
- Vendor Due Diligence
- SM&CR Certification
- SM&CR Fitness and Propriety
- SM&CR Self-Assessment
- SM&CR Statement of Responsibilities
- Target Market Assessment
- Vendor Due Diligence