⏱️ 1min
Leo has a range of customisable options to fit your firm’s PA Dealing policy.
To configure the PA Dealing feature on Leo, follow these steps:
- From the Settings page, click on the PA Dealings icon
- You’ll land on the SETTINGS tab for your firm’s PA Dealings
- Under the SETTINGS tab:
- Select the Configuration option to choose whether you want to create a Blacklist, Whitelist, Greylist or a combination of these
- Whitelist: securities the system automatically approves when users request to trade them
- Blacklist: securities the system automatically rejects when users request to trade them
- Greylist: anything that an administrator must always manually approve
- Select the Configuration option to choose whether you want to create a Blacklist, Whitelist, Greylist or a combination of these
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- Select your preferred options for the rest of the SETTINGS tab to fit your firm’s requirements
- Click SAVE
- Users will receive an email when their requests have been processed.
TIP: In the PA Dealings settings, you can also set whether ‘Short Positions’ are allowed specifying the ‘Trade Size’, along with a new ‘Minimum Holding Period’.
Adding securities to your firm’s list of PA Dealings
Click on the WHITELIST, BLACKLIST or GREYLIST tabs at the top of the screen to add any Exchange Traded Funds (ETFs), Bonds, Equities, Funds or other security type that your employees may wish to trade.
For example, if your firm is in a business relationship with Vodafone, the management team may wish to prevent members of staff from buying that particular equity.
To add an instrument to the GREYLIST:
- Click on the GREYLIST tab
- Click on the Add Instrument button and enter the details for the instrument
- Click SAVE.
To find out more – including how to create PA Dealing requests – see these articles related to PA Dealing on the Leo Knowledge Base.